What are the top regulations that will impact Asia in the coming year?
Thomson Reuters Accelus surveyed more than 400 compliance practitioners, including heads of compliance and chief executives of financial services firms, including banks, brokers, insurers and asset managers around Asia to solicit their views of the main regulatory challenges they expected to face this year and beyond.
The survey provided a snapshot of the state of compliance at firms, including the issues that are taking up significant resources, as well as firms’ views on what 2013 holds for boards of directors and compliance teams. Respondents represented firms from across all sectors of financial services, including banks, brokers, insurers and asset managers. Firms were geographically spread out across Asia and represented a wide range of sizes, from small businesses to global conglomerates.
The results of this survey reflect this background and highlight the interesting and diverse nature of the challenges that financial regulation poses to financial services regulators and firms alike. Download your copy now.